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Conflicts of interest: pay, proprietary products, gifts v1.0.0

Use this resource to identify and handle conflicts of interest in an advisory relationship

New

  • 377 downloads
  • 210 likes
  • 179 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install conflicts-of-interest-review

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent lists conflicts tied to compensation, proprietary products, principal trading, soft dollars, pay-to-play and gifts, then proposes disclosure or elimination. It reminds you of the Reg BI and fiduciary loyalty obligations. The regulatory status is dated June 2026.

Mostly picked by

Updated November 2, 2026

Card for the “Conflicts of interest: pay, proprietary products, gifts” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

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What you get

  • SKILL.md: Reg BI conflict of interest obligation and adviser duty of loyalty
  • SKILL.md: compensation, proprietary products, soft dollars, pay-to-play, gifts and code of ethics

Good fit for

  • Your firm offers its own funds and must disclose it
  • An adviser earns a higher commission on certain contracts

Not for

    Tags

    • conflicts of interest
    • compensation
    • ethics
    • Reg BI

    About

    You say

    “Are these in-house funds and this higher distribution fee conflicts that must be disclosed?”

    Card for the “Conflicts of interest: pay, proprietary products, gifts” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to identify and handle conflicts of interest in an advisory relationship
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • SKILL.md21.9 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/compliance/skills/conflicts-of-interest
    Licence
    MIT

    Notice

    « conflicts-of-interest » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

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