Every premium and members-only resource for $9.99/month, as a no-commitment subscription. See the plans

PalateKit

Sign in
Menu

Request a resource

Describe the resource you are missing in one sentence. We will email you when it is published.

0 / 280

A page, a video or an image online.

Unlock PalateKit

Unlock everything

Plan

Paying means accepting our terms of sale.

Secure payment by Stripe. Receipts and invoices sent by email.

Welcome back

Sign in to install, download or save this resource. A free account is enough for free resources.

Operational risk: errors, breaks and incidents v1.0.0

Use this resource to manage operational risk in a brokerage operation

New

  • 362 downloads
  • 166 likes
  • 169 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install operational-risk-management

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent classifies losses under the Basel taxonomy, defines risk indicators and handles trade errors or outages. It also prepares root cause analysis and the controls expected during an examination. You get a monitoring framework and procedures.

Mostly picked by

Updated November 2, 2026

Card for the “Operational risk: errors, breaks and incidents” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

Similar resources

View all

What you get

  • SKILL.md: Basel taxonomy, trade errors and reconciliation breaks
  • SKILL.md: risk indicators, incident management and business continuity
  • references/examples.md: detailed worked examples

Good fit for

  • You need to analyse a trade error
  • You are preparing for a FINRA or SEC examination

Not for

    Tags

    • operational risk
    • errors
    • incidents
    • continuity
    • compliance

    About

    You say

    “Analyse the keying error that sent an order for 10,000 shares instead of 100 and propose controls.”

    Card for the “Operational risk: errors, breaks and incidents” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to manage operational risk in a brokerage operation
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • references/examples.md11.8 KB
    • SKILL.md29.1 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/trading-operations/skills/operational-risk
    Licence
    MIT

    Notice

    « operational-risk » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

    User reviews

    –

    No ratings yet

    Loading reviews…

    Delete your review?

    Your rating and comment will be removed from the page.