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Pre-trade compliance checks before order routing v1.0.0

Use this resource to design automated checks that run before orders execute

New

  • 326 downloads
  • 237 likes
  • 182 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install pre-trade-compliance-rules

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent designs the rules engine, hard and soft blocks, restricted lists and concentration limits. It also describes the override workflow and rule configuration. You get a pre-trade control specification.

Mostly picked by

Updated November 2, 2026

Card for the “Pre-trade compliance checks before order routing” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

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What you get

  • SKILL.md: engine architecture, restricted lists and concentration limits
  • SKILL.md: regulatory rules, client restrictions and the override workflow
  • references/examples.md: detailed worked examples

Good fit for

  • You want to block an order in a restricted security
  • You are adding issuer-level concentration limits

Not for

    Tags

    • compliance
    • pre-trade
    • restricted lists
    • limits
    • orders

    About

    You say

    “Design the rule that blocks any order taking one issuer above 10% of the portfolio.”

    Card for the “Pre-trade compliance checks before order routing” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to design automated checks that run before orders execute
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • references/examples.md14.5 KB
    • SKILL.md38.3 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/trading-operations/skills/pre-trade-compliance
    Licence
    MIT

    Notice

    « pre-trade-compliance » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

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