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Private placements: Reg D and accredited investors v1.0.0

Use this resource to check that a private offering meets Reg D and that an investor qualifies

New

  • 575 downloads
  • 235 likes
  • 153 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install private-placement-compliance

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent identifies the applicable exemption (506(b) or 506(c)), checks whether an investor is accredited or qualified under Rule 501(a), and reviews the Form D filing, solicitation and resale rules. It also covers funds relying on the 3(c)(1) and 3(c)(7) exclusions. The regulatory status is dated June 2026.

Mostly picked by

Updated November 2, 2026

Card for the “Private placements: Reg D and accredited investors” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

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What you get

  • SKILL.md: 506(b) and 506(c) exemptions, accredited investor definition
  • SKILL.md: Form D, bad-actor disqualification, integration, resales and FINRA obligations

Good fit for

  • You raise money from private investors and must verify their status
  • An adviser wants to recommend a private fund to a client

Not for

    Tags

    • private placement
    • Reg D
    • accredited investor
    • Form D

    About

    You say

    “Can a non-accredited client invest in this 506(b) fund our firm is recommending?”

    Card for the “Private placements: Reg D and accredited investors” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to check that a private offering meets Reg D and that an investor qualifies
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • SKILL.md24.2 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/compliance/skills/private-placements
    Licence
    MIT

    Notice

    « private-placements » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

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