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Regulatory filings: deadlines and forms v1.0.0

Use this resource to build the regulatory filing calendar for an adviser or broker-dealer

New

  • 563 downloads
  • 225 likes
  • 101 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install regulatory-filing-calendar

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent lists the filings due for your status: Form ADV amendments, Form PF, 13F, 13H, FOCUS reports, blue sheet requests, CAT, SAR and CTR filings and FINRA obligations. It provides the deadline calendar. The regulatory status is dated June 2026 and should be verified.

Mostly picked by

Updated November 2, 2026

Card for the “Regulatory filings: deadlines and forms” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

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What you get

  • SKILL.md: thresholds, filing mechanics and obligations by form
  • references/: filing deadline calendar

Good fit for

  • You crossed the 13F threshold and need to know when to file
  • You are preparing your annual compliance calendar

Not for

    Tags

    • filings
    • Form PF
    • 13F
    • deadlines

    About

    You say

    “Do we need to file a Form PF this year, and what are the deadlines?”

    Card for the “Regulatory filings: deadlines and forms” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to build the regulatory filing calendar for an adviser or broker-dealer
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • references/filing-calendar.md2.5 KB
    • SKILL.md35.7 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/compliance/skills/regulatory-reporting
    Licence
    MIT

    Notice

    « regulatory-reporting » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

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