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Client disclosure documents: content and delivery v1.0.0

Use this resource to check which documents clients must receive and what they must contain

New

  • 396 downloads
  • 152 likes
  • 136 saves

Free

Install with the CLI

In a terminal, from the folder you want:

npx --yes palatekit@latest install client-disclosure-delivery

With no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.

First time: connect the CLI with

npx --yes palatekit@latest login

The agent lists the required documents (Form ADV parts 1, 2A and 2B, Form CRS, prospectus, privacy notice, trade confirmations, account statements), their minimum content and delivery deadlines, including electronic delivery. It works as a checklist for onboarding a new client. The regulatory status is dated June 2026.

Mostly picked by

Updated November 2, 2026

Card for the “Client disclosure documents: content and delivery” skill

Details

Works in
Install guides
Generates with
Your agent's model
Licence
MIT

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What you get

  • SKILL.md: content of Form ADV, Form CRS, prospectus and privacy notices
  • SKILL.md: delivery timing, confirmations, statements and electronic delivery

Good fit for

  • You are opening a new account and need to check the documents delivered
  • You are updating your firm's annual brochure

Not for

    Tags

    • client documents
    • Form CRS
    • Form ADV
    • delivery

    About

    You say

    “Which documents must we give a new retail client, and by when?”

    Card for the “Client disclosure documents: content and delivery” skill

    Skill published by joellewis under the MIT license, delivered in its original version.

    Show more

    How to use it

    1. Install the skill in your agent's skills folder
    2. Ask your agent to check which documents clients must receive and what they must contain
    3. Review and adjust the result

    Content preview

    Files

    • LICENSE1 KB
    • NOTICE-PALATEKIT.md0.5 KB
    • SKILL.md15.5 KB

    Origin and licence

    Listed unmodified

    Author
    joellewis
    Source
    github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/compliance/skills/client-disclosures
    Licence
    MIT

    Notice

    « client-disclosures » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.

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