FreeVideo
App window with zoom
- 365365 downloads
- 125125 likes
- 188188 saves
Works with
+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
Investment advice: where the line falls v1.0.0
Use this resource to tell whether a product or content piece counts as investment advice
New
- 511 downloads
- 140 likes
- 130 saves
Free
Install with the CLI
In a terminal, from the folder you want:
npx --yes palatekit@latest install investment-advice-boundaryWith no option, the skill goes to ~/.agents/skills/; add --agent claude-code (or codex, cursor…) to target an agent.
First time: connect the CLI with
npx --yes palatekit@latest loginThe agent applies the Advisers Act functional test, the publisher's exclusion and the broker-dealer solely incidental exclusion to decide whether your product, content or robo-adviser falls under advice. It separates education from advice using DOL guidance. The regulatory status is dated June 2026.
Mostly picked by
Updated November 2, 2026
Previews
Details
- Install guides
- Generates with
- Your agent's model
- Licence
- MIT
Similar resources
View all- Free
FreeVideo
One big number
- 463463 downloads
- 223223 likes
- 100100 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
PalateKit Motion, the library
- 338338 downloads
- 198198 likes
- 249249 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
Three bars head to head
- 348348 downloads
- 133133 likes
- 182182 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
Before / after slider
- 322322 downloads
- 248248 likes
- 238238 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
Three-card carousel
- 418418 downloads
- 157157 likes
- 101101 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
Chat exchange
- 564564 downloads
- 127127 likes
- 161161 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
PROVideo
Checklist ticking off
- 442442 downloads
- 233233 likes
- 160160 saves
Works with+ HyperFrames- Claude Code
- Codex
- Cursor
- and 3 more
What you get
- SKILL.md: statutory definition, exclusions (publisher, solely incidental) and functional test
- SKILL.md: education versus advice, robo-advice and AI-generated content
Good fit for
- You are launching an app that suggests model portfolios
- You want to know whether educational content requires you to register
Not for
Tags
- investment advice
- registration
- robo-advice
- regulation
About
You say
“Our app suggests model portfolios based on a risk profile: do we need to register as an investment adviser?”
Skill published by joellewis under the MIT license, delivered in its original version.
Show moreShow less
How to use it
- Install the skill in your agent's skills folder
- Ask your agent to tell whether a product or content piece counts as investment advice
- Review and adjust the result
Content preview
Files
- LICENSE1 KB
- NOTICE-PALATEKIT.md0.5 KB
- SKILL.md29.8 KB
Origin and licence
Listed unmodified
- Author
- joellewis
- Source
- github.com/joellewis/finance_skills/tree/5c498eacf7057e31238c4c5a8012a1afe9ec7c8a/plugins/compliance/skills/advice-standards
- Licence
- MIT
Notice
« advice-standards » (joellewis, MIT) livré dans sa version d'origine : fiche en français et en anglais par PalateKit.
User reviews
–
No ratings yet
Loading reviews…